Category Archives: Enforcement and Prosecution Policy and Trends
Subscribe to Enforcement and Prosecution Policy and Trends RSS FeedU.S. Supreme Court Rules Time Limits Apply to SEC Disgorgement Orders
President’s Proposed Budget Increases Healthcare Fraud Enforcement Funding
SEC Opens Cease-and-Desist Order Proceeding against Broker-Dealer and Chief Compliance / AML Officer
Enforcement and Prosecution Policy and Trends, Financial Institution Regulation, Fraud, Deception and False Claims
Will 2017 Be the Year of Insider Trading Reform?
Will Cryptocurrency Abuse be an Enforcement Focus for the IRS this Tax Season?
SEC: $7 Million Award to be Split by Three Whistleblowers
Companies Challenge CFPB’s Authority to Issue Civil Investigative Demands
Caldwell’s Comments Draw Criticism, Apology—But Might Her Advice Be Timely?
In Data Privacy, Don’t Forget the State Attorneys General
Last Four Months of DOJ’s FCPA Pilot Program Could Provide Important Signals
The U.S. Department of Justice is Ramping Up its Enforcement of the Servicemembers Civil Relief Act
The Yates Memo and Individual Representation
Debt Collection Practices Under Scrutiny of CFPB and NY Attorney General
Identifying Enforcement Innovations to Prepare for the Post-Yates Enforcement Environment
Anti-Bribery and Corruption, Anti-Money Laundering, Compliance, Enforcement and Prosecution Policy and Trends
UK set to shake up Corruption and Money Laundering Enforcement
D.C. Circuit Rebukes CFPB in PHH Case

I Can’t Get No (Financial Product) Satisfaction: CFPB Complaint Database Exceeds One Million Complaints
Payment Processor Challenges CFPB’s Allegation That It Engaged in Unfair Practices
California Court Hands CFPB a Noteworthy Victory Against CashCall, Inc.
Energy Enforcement, Enforcement and Prosecution Policy and Trends, Fraud, Deception and False Claims